SEC Proposes to Raise Form 13F Threshold from $100 million to $3.5 billion
On July 10, 2020, the SEC proposed to increase the reporting threshold for Form 13F filings. Since 1975, institutional investment...
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SEC Enforcement, Post-COVID: Applying Lessons from the 2008 Crisis to Look Ahead
This article, originally published in the Investment Advisers Association newsletter, analyzes the past to look ahead to a post-COVID...
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